GENESIS FINANCIAL GROUP
PRIVACY POLICY AND NOTICE
Last updated: January, 2026
We respect your privacy. This notice describes how Genesis Financial Group collects, shares, and protects your personal information. Please read it carefully.
FACTS
What does Genesis Financial Group do with your personal information?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some, but not all, sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information.
What?
The types of personal information we collect and share depend on the product or service you have with us. This information can include, but is not limited to:
- Social Security number
- Investment experience
- Assets
- Account numbers
- Income
- Account transactions
- Contact information
- Account balance
If you are no longer our customer, we may continue to share your information as described in this notice.
How?
All financial companies need to share customers’ personal information to run their everyday business. The section below explains the reasons financial companies can share customers’ personal information, the reasons Genesis Financial Group may share, and whether you can limit this sharing.
REASONS WE CAN SHARE YOUR PERSONAL INFORMATION
1) For our everyday business purposes
Such as to process your transaction, provide certain services, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus
- Does Genesis Financial Group share? Yes
- Can you limit this sharing? No
2) For our marketing purposes
To offer our products and services to you
- Does Genesis Financial Group share? Yes
- Can you limit this sharing? No
3) For joint marketing with other financial companies
- Does Genesis Financial Group share? Yes
- Can you limit this sharing? No
4) For our affiliates’ everyday business purposes
Information about your transactions and experiences
- Does Genesis Financial Group share? Yes
- Can you limit this sharing? No
5) For our affiliates’ everyday business purposes
Information about your creditworthiness
- Does Genesis Financial Group share? No
- We do not share
6) For our affiliates to market to you
- Does Genesis Financial Group share? Yes
- Can you limit this sharing? Yes
7) For nonaffiliates to market to you
- Does Genesis Financial Group share? [Yes / No]
- Can you limit this sharing? [Yes / No]
TO LIMIT OUR SHARING
Call: (704) 564-3477
Email: michael.wilson@genesisfingroup.com
Website: https://genesisfingroup.com
Please note:
- If you are a new customer, we may begin sharing information 30 days from the date we sent this notice.
- When you are no longer our customer, we may continue to share your information as described in this notice.
- You can contact us at any time to limit sharing where the law allows.
Questions?
Call: [(704) 564-3477
Or contact us at: michael.wilson@genesisfingroup.com
WHO WE ARE
Who is providing this notice?
This notice is provided by Genesis Financial Group and any affiliated entities that provide products or services to you (collectively, “Genesis Financial Group,” “we,” “us,” or “our”).
WHAT WE DO
How does Genesis Financial Group protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures designed to comply with federal law. These measures include computer safeguards and secured files and facilities.
We train our team on proper handling of personal information. We also require companies that help provide services to you to protect the confidentiality of personal information they receive.
How does Genesis Financial Group collect my personal information?
We collect your personal information, for example, when you:
- Open an account
- Direct us to buy or sell securities
- Provide your contact information
- Seek advice about your investments
- Enter into an investment advisory agreement or similar contract
We also collect your personal information from others, such as credit bureaus, affiliates, custodians, broker-dealers, or other companies, as permitted by law.
Why can’t I limit all sharing?
Federal law gives you the right to limit only:
- Sharing for affiliates’ everyday business purposes, information about your creditworthiness
- Affiliates from using your information to market to you
- Sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
What happens when I limit sharing for an account I hold jointly with someone else?
Your choice will apply to everyone on your account unless you tell us otherwise.
DEFINITIONS
Affiliates
Companies related by common ownership or control. They can be financial and nonfinancial companies.
Nonaffiliates
Companies not related by common ownership or control. They can be financial and nonfinancial companies.
Joint marketing
A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
OTHER IMPORTANT INFORMATION
We comply with applicable state privacy laws to the extent they apply. Depending on your state of residence, you may have additional rights regarding your personal information, including rights to know what information is collected, how it is used or disclosed, and to request certain limits or opt-outs where required by law.
SMS DISCLOSURE STATEMENT
If you opt in to receive SMS messages from Genesis Financial Group, we will use your phone number to send messages related to your request and, if you consent, promotional messages. SMS opt-in and phone numbers collected for SMS communication purposes will not be shared with any third party or affiliate for marketing purposes. To opt out, reply STOP. For help, reply HELP. Message and data rates may apply. Messaging frequency may vary.
COOKIES AND SIMILAR TECHNOLOGY
We and our partners use tools to collect data when you visit our website or use our online services, including cookies, pixels, localStorage, and similar technologies. Some of these technologies store data in the browser or on your device. Others may use network-related or other information to recognize your device (such as IP address). We use these technologies to:
- Provide and improve our website and services
- Remember preferences
- Understand how visitors use our site, including analytics
- Measure the effectiveness of content and advertising, where applicable
Your web browser may allow you to control these technologies, including whether to accept or reject cookies. If you reject cookies, some site functionality may be limited.
Some browsers allow you to send a “Do Not Track” preference. Because there is not yet a common standard for interpreting Do Not Track signals, we do not currently respond to Do Not Track. We do respond to global privacy preferences when required by law.
For information about Google Analytics and how Google may use data, you can review Google’s materials about partner site data usage and use Google’s opt-out browser add-on, if desired.